LECTURE 1
Synopsis
Importance of knowing and following an Imam of the age
Imamah as a principle of the Shia faith
The meaning and functions of an Imam
The role of the Prophet [SAW]
The roles of the Imams [AS]
The Sunni belief in Imamah
Imamah and wilayah
Introduction
Imamah is a very important topic, nearly all Muslims (there are some exceptions for example the khawarij), including Sunni and Shia believe in Imamah. But there are differences about the significance, and also about the extent of Imamah, and about the functions of the Imam, and about the way that the Imam can be chosen. In principle nearly all Muslims believe in Imamah. Both the Shia and Sunni narrate a hadith from the Prophet Muhammad [SAW] in different versions but with nearly the same meanings, possibly the Prophet [SAW] said this hadith in different places, or on different occasions, but the general idea is the same, both the Sunni and the Shia have narrated this hadith, this is the Shia narration:-
‘Whoever dies while he does not know the Imam of his age he dies a death of the age of ignorance (jahiliyyah)’
Therefore it is as if this person has died before Islam. The time before Islam is called Jahiliyyah, the time or age of ignorance. It is very interesting that Islam does not call that period the age of kufr, the age of disbelief, it calls it the age of ignorance – because in that period people did not have any argument for their disbelief – if they had rationally chosen disbelief – it would not have been that bad – but these people were disbelievers out of their deep ignorance and this ignorance was baseless. This hadith shows that there must always be an Imam, and every muslim has the responsibility to identify the Imam of his or her age, and then to know that Imam, believe in that Imam, and follow that Imam. Otherwise, although he is a Muslim, he is like someone who has died before Islam. It is important therefore to work hard throughout your life to identify and know the Imam of your age.
Our Sunni brothers have narrated this hadith in another way:-
‘Whoever dies without an Imam, is like someone who has died in the time of ignorance.’
Instead of saying ‘without knowing his Imam..’ they say, ‘without an Imam…’ It means the same, because ‘without an Imam…’ means not knowing an Imam, therefore the Imam is there to be known. There is also another version narrated by Sunni narrators:-
‘Whoever dies while he has not paid allegiance to the Imam (leader) of the age, he is like someone who has died in the time of ignorance.’
Having an Imam, knowing an Imam, is not enough – you must also pay allegiance to the Imam, and follow the Imam. There is another version which is similar to the second tradition that was narrated – which is found in both Sunni and Shia books:-
‘Whoever dies while he does not have an Imam, he dies a death of ignorance.’
Therefore the hadith can be found in slightly different versions, in both Sunni and Shia source from the Prophet Muhammad [SAW] and it shows the significance of Imamah, it is so important that without knowing the Imam of your age you cannot really be a true Muslim. The difficult task here is that there is a sort of vitality, there is a sort of dynamism. You can believe in God and the Prophet [SAW], this can be kept for generations without any change. But in the case of the Imam – every generation must find their own Imam. There have been many people who believed in Imam Ali [AS], but they had difficulty in the time of Imam Hassan [AS]. It was not enough to believe in Imam Ali [AS]. If they had died in the time of Imam Ali [AS] and had believed in him then that is okay. But when they were left and Allah (SWT), gave them the chance to live after Imam Ali [AS], the responsibility was now to find the Imam of their own age. We have many Shia who believe in Imam Ali [AS], Imam Hassan [AS], Imam Husain [AS], Imam Sajjad [AS] – but after Imam Sajjad [AS], they did not follow Imam Baqir [AS] – like the Zaidis, or for example people who believed in the first six Imams but then did not believe in Imam Kazim [AS], we even have people who believed in the first seven Imams, but they did not believe in Imam Rida [AS], for example he Waqifis. It is very important that in addition to all other beliefs, in addition to identifying the truth of the Prophethood of Prophet Muhammad [SAW], and the Imams, one must also find the Imam of his own age.
Imamah a principle of religion (usul al-din)
Sometimes this can be compared to a compass used to find directions, wherever you locate the compass you can see that Qiblah is in a certain direction. But if you put the compass in another place it has to adjust itself to the new situation and show the new direction to Qiblah. A real Shia is one that whenever and wherever he lives, he is always directed towards the Imam of his age. The issue of Imamah is of great importance, and it is more important to the Shia than our Sunni brothers because we have chosen this as one of the principles of our faith. We believe in five principles of our faith, we believe in Oneness of God (tauhid), Justice of God (adalah), Prophethood (nubuwah), Divinely appointed leadership (Imamah) and resurrection (ma’ad). These five have been historically chosen by our ulema (scholars) as five principles that can identify us. Each group (madhhab) in Islam has an identity. Each school especially in the field of theology, tried to find some important elements in their understanding of Islam – that whoever believes in the same can be considered as a fellow follower of that madhhab. For our scholars the idea was that – whoever believes in these five together, he can be considered a Shia. If someone just believe in one or two, but not in all of them he is not a real Shia.
Mu’tazilites had something similar – they also had five principles, there is a famous book called al-usul al-khamsah – this is a very important source for the Mu’tazlites. They were an important group of Sunni theologians who were very rational, and sympathetic towards the issue of Divine Justice like the Shia but with differences. For the Mu’tazilites there were five principles whoever believed in them could be considered as a Mu’tazili. One of their principles was enjoining the good and prohibiting the bad (‘amr b’il ma’ruf wa nahi ‘an al-munkar) – the reason they chose this as one of their principles was that many Muslims were saying that it is just enough to say something to show that you are unhappy, if someone commits an evil, or does not perform his duties for example. But the Mu’tazilites had the idea that there are stages in enjoining the good. At first you should dislike something with your heart, secondly you should turn to that person to tell them to stop committing sin or to perform their duties, if that did not work you need to do an act. If there is an evil that is very important, there may be a need for some military intervention for example as in the case of Imam Husain [AS]. In the case of Imam Husain [AS] one of the things that he was using to support his movement was the importance of enjoining the good and forbidding the bad. When Yazid was not listening, there was nothing else to do other than to fight. The Mu’tazilites had this as one of their principles of religion.
The other principle they had was ‘al-wa’d wa al-Wa’id’ – the promises and threat. They had the principle that Allah (SWT) keeps his promises of bringing good to someone, or threatening someone to punish them. The other is a ‘status between two status’, which is very technical, there was a controversy among Muslims about someone who commits a major sin. Some people considered these people as Muslims some people considered these people as kafir. But the Mu’tazilites had the idea that these people were in a position between Islam and Kufr – ‘a status between two status’ ‘manzilatun bayna munzilatain’. Mu’tazilites believed that whoever believes in the following five principles – Unity of God (tauhid), Justice of God (adalah) , enjoining the good and forbidding the bad (‘amr b’il ma’ruf wa nahi ‘an al-munkar), promise and threat (al-wa’d wa al-Wa’id), a status between two status (manzilatun bayna munzilatain) he can be considered as a Mu’tazili. So this was a way to show their identity. For us as Shia those five principles are Unity of God (tauhid), Justice of God (adalah), Prophethood (Nubuwah), Divinely appointed leadership (Imamah), resurrection (ma’ad). We believe in many things, but these five principles can distinguish us from other madhahib, Imamah for us is therefore very important.
Sunnis do not believe in Imamah as one of the principles of their faith. They believe in Imamah (with a few rare exceptions), but when they want to discuss about Imamah they discuss about it in furu’ al-din (branches of religion, or practises of religion) not in usul al-din (principles of religion). Why is Imamah so important?
The meaning and function of an Imam
What is the literal and technical meaning of Imam. The literal meaning of Imam in Arabic is ‘leader’, the word ‘leader’ is very broad and general – a leader maybe a leader of a state, maybe of a mosque for prayer, or of a community for example Imam Khumaini
‘And We made them leaders, guiding (men) by Our Command, and We sent them inspiration to do good deeds, to establish regular prayers, and to practise regular charity; and they constantly served Us (and Us only).’ (21:73)
This verse displays an example of good leadership. These leaders guide people according to the Command of God – religiously. There is the opposite of that:-
‘And we made them (but) leaders inviting to the Fire; and on the Day of Judgment no help shall they find.’ (28:41)
These leaders invite people to hell, i.e. bad leadership. Therefore Imam is used in the Quran in the literal sense in both positive and negative cases. But what is important is not whether the Imam is good or bad but that they are important (in the sense that they influence). Everyone on the Day of Judgment will be resurrected with his or her Imam, whether good or bad. Everyone will be called by the name of his or her Imam. This is exactly what the Quran says:-
‘One day We shall call together all human beings with their (respective) Imams: those who are given their record in their right hand will read it (with pleasure), and they will not be dealt with unjustly in the least.’ (17:71)
Every group of people will be called with their Imam, therefore instead of calling individual people, people will be called with their Imam for example ‘followers of this person you must come – follower of that person you must come.’ The Imam gives us identity and we are known as followers of that Imam, whether he is good or bad. Even Firaun will be the leader of his people on the Day of Judgment, but he will lead them towards hell.
‘He will go before his people on the Day of Judgment, and lead them into the Fire (as cattle are led to water): But woeful indeed will be the place to which they are led!’ (11:98)
Therefore the leadership in this world will be reflected or in a sense ‘shifted’ to the hereafter. A good Imam will take his people towards heaven, and a bad Imam will take his people towards hell. This is the literal meaning of Imam. What about the technical meaning of Imam, when we say that Imamah is one of our principles, we do not mean someone who just leads the society whether he is good or bad – we have a very technical sense here. Before this technical sense can be described, the roles of the Prophet [SAW] should be discussed, and then the background information is there to discuss the role of an Imam. The Prophet Muhammad [SAW] had different functions and tasks he had to fulfil. The first and most obvious was that he was to act as a Messenger of Allah (SWT). Delivering to people the revelation of Allah (SWT), whatever was revealed to him, about beliefs, about morals, practical laws – the Prophet [SAW] delivered this message to the people – with no alteration, omissions, additions, or changes. Exactly what he received as revelation he delivered to the people. The Quran says that:-
‘And if the messenger were to invent any sayings in Our name,
We should certainly seize him by his right hand
And We should certainly then cut off the artery of his heart:’ (69:44-46)
If the Prophet [SAW] was to attribute to Allah [SAW] something not told to him by Allah (SWT), if he were to lie for example, Allah (SWT) says that he would be seized powerfully and his neck would be cut. Therefore there is no compromise, and the Prophet by himself cannot add to the Quran or revelation. The first task of the Prophet [SAW] was to deliver this message to the people. This is where all Muslims agree that according to this role the Prophet [SAW] must be infallible. In the issue of infallibility (ismah) there is a controversy – the Shia believe that all the Prophets were masum, infallible, were protected from mistakes and sins, whether from delivering the message, whether in their personal life, whether before Nubuwah or after Nubuwah. We believe in a comprehensive infallibility. But our Sunni brothers mostly believe in protection from mistakes or sins as far as it relates to ‘delivering the message’. But before Nubuwah a Prophet may have done something wrong, and also after Nubuwah, in his personal life a Prophet is not masum. Therefore, in the case of delivering the message of Allah (SWT) there is no controversy among Muslims, that this is a role of the Prophet [SAW] for which he will be protected by Allah (SWT), so that the message can truly and purely reach the people.
The second task of the Prophet [SAW] was to act as a judge, as a Qadi. According to Islam, to be a judge you need to be qualified. You must be given permission by Allah (SWT) to act as a judge, because people are free, no-one can impose something on a free person without being give authority by Allah (SWT) who is the creator of people. But the judge, has to have authority in order to make judicial decisions. Therefore where is the source of this authority? This authority is from Allah (SWT). An arbitrator (Qadi al-tahkim) is not a proper judge because it depends on both people agreeing on something, and if they do not agree on that thing so the judge has not authority. One of the things that is very important is the issue of judgment and the judge being qualified, and one of the qualifications is to be given permission by Allah (SWT). For example we hear about Prophet Dawud [AS], that after fulfilling his responsibilities and passing several exams and trials, then Allah (SWT) told him:-
‘O David! We did indeed make thee a vicegerent on earth: so judge thou between men in truth (and justice): Nor follow thou the lusts (of thy heart), for they will mislead thee from the Path of Allah: for those who wander astray from the Path of Allah, is a Penalty Grievous, for that they forget the Day of Account.’ (38:26)
Khalifah – vicegerent of Allah (SWT), has a special meaning, it is someone who acts as a deputy of Allah (SWT) on the earth. Dawud is made a khalifah on the earth, and then he is told, now – judge among people, and rule the people with truth. The second task of the Prophet [SAW] was to act as a judge. The Quran says:-
‘But no, by the Lord, they can have no (real) Faith, until they make thee judge in all disputes between them, and find in their souls no resistance against Thy decisions, but accept them with the fullest conviction.’ (4:65)
People have no real faith until they choose the Prophet [SAW] as a judge, and they must accept his decisions, and must accept it with all their hearts. Whatever the Prophet [SAW] therefore judges, if they are believers they must therefore accept it.
The third task was to act as a leader of the society, as a ruler. The Prophet [SAW] ruled an Islamic society, the Prophet [SAW] did not say, I will sit in the mosque it is not important who rules the society, I will be passive. This is true from the first day that the Prophet [SAW] entered Madinah, he set up rules and ruled the society. Therefore he also had political leadership.
Roles of Imamah
These three tasks of the Prophet [SAW] must be studied one by one to see which one can go on after the Prophet [SAW]. Our Sunni brothers have the idea that the third task, which is political leadership will continue after the Prophet [SAW] and must continue after the Prophet [SAW], and this is where we need an Imam. So they say Imamah is only restricted to political leadership. After the Prophet [SAW], we cannot say that we do not need any government and that we don’t need anyone to lead the society – this cannot happen. The Sunni also say that it was up to the people to say who can succeed the Prophet [SAW] in this regard and that person does not need to be very knowledgeable, because he does not have the task of teaching Islam, that person does not need to be infallible, that person just need to be a political leader and be qualified to lead the society.
The Shia say that this it is true that political leadership is needed after the Prophet [SAW], this continues after the Prophet [SAW], the first function of the Prophet [SAW] i.e. teaching Islam and delivering the message of Allah (SWT), which is the ultimate and final message of Allah (SWT), there can be no further revelation – this also must be continued – not by receiving the revelation, but by receiving Islam from the Prophet [SAW] and delivering it to the People. The Prophet [SAW], received all of Islam, whatever was needed Allah (SWT) revealed to the Prophet [SAW] it was the final message and there would be no further revelation. But the Prophet [SAW], did not, and could not deliver the whole of Islam, to all people. The time was too short – 23 years, also people were not prepared, there were many things that they could not understand and many situation which had not arisen. What the Prophet [SAW] did was to teach Imam Ali [AS] everything that he had learnt from Allah (SWT), then the Imam [AS] shifted and transmitted this to Imam Hassan [AS] then from Imam Hassan [AS] to Imam Husain [AS] e.t.c. This knowledge was not a conceptual or theoretical knowledge – something that you go to a school and attend Madrasah to learn, this knowledge was a knowledge that was given by Allah (SWT) in a special way, and with a special provision by Allah (SWT). The Prophet Muhammad [SAW] said as all Muslims narrated-
‘I am the city of knowledge and Ali [AS] is the gate to this knowledge.’
Whoever wants to benefit from the Prophet’s [SAW] knowledge must go through the gate. The Prophet [SAW] could not make all Muslims the gate to the city, the Prophet [SAW] made Imam Ali [AS] the gate to the city. The knowledge was not quantitative, it was a knowledge that was given all at once, but it covered everything. We believe that this first function of a Prophet, that is to teach Islam properly and truly in a way that Allah (SWT) is pleased with, was taken over by the Imam [AS] without receiving any further revelation. Therefore the Imam [AS] in addition to acting as a political leader he must be the most knowledgeable person in the society about Islam and he must be given knowledge immediately and directly by Allah (SWT) through the Prophet [SAW]. By ‘Immediate’ it is meant without any need to go anywhere, or read anything to learn this knowledge, because in this way there is the possibility of mistakes, problems and misunderstandings. Knowledge is immediately put in the heart and mind of the person.
This is therefore another aspect of Imamah which our Sunni brothers do not believe. They even say very frankly that we believe that Abu Bakr was not the most knowledgeable person. They quote from Abu Bakr, cases in which he says that he made mistakes. They quote from the Second Caliph cases in which he said, ‘If Ali was not there I would have destroyed myself.’, and they say that this happened on seventy occasions. It is said that when Abu Bakr died, people were crying in his house, Umar was asking people in the house of Abu Bakr not to cry, but they were crying, he therefore said that if you do not stop crying I will punish you, because I have heard from the Prophet [SAW] that a person who has died if the people remain crying then that person will be punished. Aisha was very angry and said why do you say this, the thing that the Prophet [SAW] said was different. A bad Jewish person died during the life of the Prophet [SAW], and his family were crying, what the Prophet [SAW] said was that these people were crying while that person is being punished. He didn’t say that because these people are crying they should be punished. Why when people are crying should innocent people be punished. Umar therefore said, if ladies had not been there then I would have been destroyed. So the Sunnis honestly admit that the Caliphs were not the most knowledgeable people. The third aspect of Imamah is wilayah.















